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Bonnie J. McCay, Human Ecology Department
Rutgers, The State University of New Jersey
ABSTRACT
Boundaries
of towns, counties, states, and nations are challenged
by notions of 'bioregional' political-cultural entities
shaped by the flow of water, the brush of air, and
the fall of pollen. Resource management agency missions
once defined by the demands of commodity production
and needs of communities formed around resource extraction
have been redefined. They increasingly focus on the
sustainability of such systems and on conservation
and the preservation of species and the habitats and
ecological communities on which they depend.
INTRODUCTION
In
fisheries, the issue of linkages between stakeholders
comes up under the topics of community-based management,
user participation in management, and 'co-management'.
Co-management deserves special attention. It is one
of many different possible relationships between government
agencies and local communities concerning resource
management. Co-management involves power sharing.
Other relationships include consultative and advisory
roles for local communities. The co-management strategy
is distinct from community-based management in that
it explicitly recognizes that government agencies
and NGOs often must be involved in a community's affairs,
for a variety of reasons including needs for resources
not available in the community. However, it also recognizes
the importance of community control over and responsibility
for many aspects of resource management. In this paper
I discuss conditions for successful co-management.
This
workshop is part of an incomplete, halting, but genuine
transition in natural resource management, the goal
of which is sometimes called 'ecosystem management'
(1)
'Traditional' Natural Resource Management
Utilitarian
Values
Production-Oriented (MSY)
Single-Species Population
Scientific Monopoly on Data and Analysis
Deterministic Scientific Models
Top-Down, Govt. and Expert-Based
Ecosystem
'Management'
Utilitarian
and 'Land Ethic' Values
Multiple-Species, Habitat, Interactions, Chaos, Discontinuities
Humbler Science, Accepting Uncertainty
Adaptive Management -- Learning In Doing
Bioregional Governance
Active, Engaged Human Communities
Respect for, and Use of, Knowledge and Experience
of Resource Users
Bottom-Up, Collaborative
In
general, Ecosystem Management encompasses both a broadening
of the natural world at stake -- to watersheds, drainages,
basins, and other larger eco-systems, and to a more
diverse assemblage of flora and fauna -- and a broadening
of the roles of stakeholders in the social world,
to more direct and collaborative participation in
decision-making.
Boundaries
of towns, counties, states, and nations are challenged
by notions of 'bioregional' political-cultural entities
shaped by the flow of water, the brush of air, and
the fall of pollen. Resource management agency missions
once defined by the demands of commodity production
and needs of communities formed around resource-extraction
have been redefined. They increasingly focus on the
sustainability of such systems and on conservation
and the preservation of species and the habitats and
ecological communities on which they depend.
At
the same time, and somewhat paradoxically, local and
distant communities of place and of interest have
gained footholds in the cliffs of power and authority,
such that they have been able to challenge the dominance
of the professional elite. Property rights play interesting
and sometimes contradictory roles in this. On the
one hand, private property owners struggle to protect
their property values against what they construe as
'takings' requiring compensation, and landed-property
owners form the backbone of effective large-scale
political coalitions against ecologically-relevant
natural resource management, particularly but not
exclusively in the West. But the 'local control' argument
bespeaks a more 'community-based' vision of resource
management as well.
MARKET
AND COMMUNITY FAILURE
Today's
focus on community-based resource management has intellectual
roots in controversies about the role of property
rights in resource management. The problem is that
the familiar Tragedy of the Commons model used to
explain why resources are often overexploited and
people are often poor, puts too much emphasis on conditions
such as open access or imperfect property rights,
and the alleged failure of market-mechanisms therefore
to curb the tendency for individual rationality to
result in social and ecological damage.
In
a recent paper (McCay and Jentoft 1998), Svein Jentoft
and I develop the idea that tragedies of the commons
be thought of as instances of 'community failure'
as much as of 'market failure'. The literature to
date emphasizes market failure: How the lack of secure,
exclusive property rights creates incentive and reward
structures that encourage people to emphasize their
own short-term interests and to shift the costs of
their actions onto other people, the environment,
and the future. With exclusive, secure property rights
in a resource, the 'externalities' can become internally
recognized and reconciled costs and benefits. This
powerful and popular view leads to prescriptions of
either using the powers and expertise of government
to regulate the commons or to let market forces do
it through privatization.
As
powerful and appropriate as this way of understanding
the world may be in many situations, it is seriously
inadequate in its treatment of individuals and communities,
as well as the potentials for involvement of resource
users in management of the commons. It completely
neglects the embeddedness of economic action within
social relationships and configurations of meaning,
with the consequence of marginalizing the social and
the cultural (for other criticisms, see Endnote 2).
We therefore suggest an alternative or complementary
statement of the problem: 'Community Failure,' due
to the absence of or weakened capacities to manage
the commons.
This
statement of the problem offers some alternative and
complementary solutions as well: correct 'community
failure' by helping resource users and the communities
of place or interest in which they are involved to
build upon or create management institutions. Among
the ways this can be done are 'community-based resource
management' and 'co-management'.
PERSPECTIVE
ON COMMUNITY
A.
What Is 'Community'
A
critical issue is what community is. There is a tendency
to essentialize it, to grant it a life and reality
of its own, which resonates perhaps with the experience
and culture of the writer and readers involved. Thus,
when we talk of 'community-based management' or 'co-management'
we are talking about well-defined social groupings
that are easy to find because they are all in one
place. But increasingly -- with the high level of
mobility of many people and the globalization of their
worlds -- it is no longer adequate to see 'community'
as having a readily identifiable geographic, ethnic,
and political integrity. We may be talking about communities
of place, Diaspora communities, and communities of
shared occupation and interest. "... [A] loose
and expansive construct of community, ... would stretch
from homesteads to townships to seats of central government
and on to loose alliances among environmentalists
or business leaders, the fragile institutions of international
relations, the more robust institutions of global
commerce, and even to 'epistemic communities' (Haas
1990) of scientists and others engaged in trying to
cope with common pool environmental problems"
(McCay and Jentoft 1998: 22).
B.
The Task
The
scholarly task "... is then to determine, for
any given case of apparent abuse of common resources,
where the failures lie and what can be done about
them [rather than to assume that open access, common
property, etc. are the problems]. To do this requires
exploring how property rights are understood by various
parties and how those meanings are translated into
behavior, custom, and law. It requires understanding
the nature of conflicts over rights and responsibilities,
the roles of science and other forms of expertise
and of larger global processes affecting land and
natural resource management throughout the world.
It also requires understanding, respecting, and building
upon the social and political capacities of local
communities, but also of the dis-embedding forces
of modern society."
CAUSES
OF COMMUNITY FAILURE
A.
Dis-Embeddedness
Community
failure is in part a consequence of what A. Giddens,
a sociologist, has identified as 'dis-embeddedness,'
the lifting out of locally-embedded socio-cultural
frameworks of important functions, like deciding where
investments will be made, who will be employed, and
how the profits will be distributed. From a resource
management perspective, these are also questions about
local resource user, government agency, and NGO determination
of priorities, allocation of funds, and distribution
of information and other benefits.
The
less a particular community has control over these
kinds of issues, the less likely it can successfully
manage its common resources.
B.
State and Market
"External
forces such as the state and market mechanisms may
play a constructive and even crucial role in resource
management. We have, however, warned against their
more ambiguous impacts where misleading assumptions
and models are translated into public policy in a
way that produce the very conditions under which the
Tragedy occurs. In some cases the state and/or market
forces have played a critical role in eroding the
capacity of collective action of communities. In other
cases the failure may be explained by already prevailing
shortcomings at the community level, such as lack
of knowledge, dis-organization, social stratification,
conflicts of interest, inter-ethnic rivalry and the
like" (McCay and Jentoft 1998).
C.
Re-Embedding, Through Community-Based Resource Management
"Thus,
'community failure' may be both result and cause of
central government initiatives. To what extent the
re-embedding of management systems through devolution
of regulatory functions to local communities can help
to restore these qualities crucial to collective action
is an important issue, calling for bold initiatives
from communities, government, and other organizations,
and thoughtful and critically designed social research"
(McCay and Jentoft 1998).
COMMUNITY
AND NATURAL RESOURCE MANAGEMENT:
RE-EMBEDDING RESPONSIBILITY FOR AND CONTROL
OVER THE COMMONS
The
Structure of Governance
Cooperative
management is about governance, not about management
itself. You can have cooperative governance with just
about any kind of management regime, ranging from
open access to ITQs. It is about the distribution
of rights, responsibilities, and power. The overhead
outlines some of the typical arrangements. I adopted
John Kearney's distinction, in a talk before a meeting
in Canada on community-based management: between 'community
co-management' and 'corporate co-management'.
There
is a range of governance structures, from extremes
of government power at one end -- where decisions
are made by government agencies, with little or no
input from or recourse by the citizens -- to community
or user-group power at the others, where communities
or fishermen can do pretty much as they like. Example
of the former would be a government decision to close
a shellfish bed because of public health hazards;
or to close a fishery or fishing ground on an emergency
basis because of evidence that the fish stocks are
imperiled. Examples of the latter could include the
many informal ways that fishermen regulate their own
behavior and that of others -- territoriality, taking
turns, avoiding waste -- and sometimes that is done
on a community basis, where it is up to the fishermen
of a community to make decisions about, for example,
the placement of fishing gear to avoid gear conflicts,
or a fair way to allocate rights to lobster territories.
But
what we are usually talking about is the big in-between
area, because government agencies, with mandates that
derive from the public ownership of marine fishery
resources, must be involved, but cannot really act
without some interaction with people, whether they
be politicians and lobbyists or voters and irate citizens.
In many countries, particularly since the 200-mile
limits of the late 1970s and the development of fisheries
agencies, the central focus has been government, but
fishermen and others are brought in, in one or another
advisory or consultative capacity.
One
step, of an imaginary ladder of citizen involvement
in fisheries, would be where the government makes
up its mind and lets the people know: Government talks,
people listen. Included are educational campaigns,
warnings about public health risks from eating contaminated
seafood, or unilateral actions to close or regulate
fisheries for any reason.
A
second step -- as in various 'consultative management'
guidelines and practices -- is to consult with representatives
of affected industries in meetings that are held around
the region or country, by talking with individuals
believed representative and by creating advisory groups.
There
seem to be two forms of this species of user-participation
in resource management:
In Consult 1, the government asks for advice but doesn't
really intend to listen. People quickly catch on to
that; it is one of the major reasons people become
apathetic about civic involvement.
In Consult 2, the government asks for advice and intends
to listen, if not follow it. This is getting closer
to a good balance, but the decisions are still those
of government agencies, not the people, and often
the decisions are very different from what was recommended.
There
is also 'advisory power,' which can look different:
the government will create advisory boards or committees
that have some greater stature and power. The classic
problem with these boards is that the people on them
can be in a position of being co-opted (the reverse
of 'agency capture') to come to see the world from
government eyes, or as troublesome, come to see themselves
as window-dressing. The main point is that they have
only advisory power. Better than none, but frustratingly
not enough in many cases.
Another
problem with such boards is that, while those that
meet a lot have the advantage of forming a community,
and culture, of people with common interests, they
can become separated from the communities from which
people came, and if not truly representative, or lacking
effective means of communication, can lose touch with
the community or fishing group represented. But this
is a problem with co-management too, or any representative
body.
Co-management
involves actual sharing of power and responsibility,
for at least some matters, between a user-group or
resource-dependent community and other groups, usually
a government agency but possibly non-governmental
organizations (NGOs) as well. I need not go into the
alleged, theoretical, and observed benefits and drawbacks
of co-management here, except to note the arguments
that active cooperation on the part of resource users
in devising and carrying out management is believed
to enhance the legitimacy of the rules and their objectives,
and hence, one hopes, compliance with them and willingness
to remain 'in the game' of continued interaction on
behalf of natural resource management. It also may
be a way to bring the knowledge and experience of
resource users into the decision-making process, and
in some political contexts it is valued also on first
principles.
REQUIREMENTS
FOR SUCCESSFUL CO-MANAGEMENT (3)
A.
Representation: Who Should Sit at the Table? Or Send
Representatives to the Table?
I
distinguish two kinds (following Kearney): community-based
and 'corporate'. By corporate is meant that those
who are engaged in a truly cooperative relationship
of management with a government agency or other group
(including NGO), are defined in terms of their industry
association, rather than their membership in a broader
community. It has become fashionable to talk of 'virtual
communities'.
The
intent here is to point to the question of whether
cooperative management should involve just, or primarily,
the harvesters and others directly involved in fishing,
or whether it should involve other 'stakeholders'
in the communities as well. I imagine that this is
a fairly controversial question. It is at the center
of key questions in participatory management: Who
should sit at the table? Who should have what roles,
responsibilities, and decision-making power?
There
are arguments both ways, in a general sense, and in
a specific sense it is clearly up to the people involved.
Among the arguments for an industry-based co-management
system is that it. s hard enough to get the industry
to work together and work with government, and the
industry people best know the details of the fishery,
markets, past regulatory systems, etc.; and they are
most vulnerable to management changes and failures.
Among
the arguments for a community-based co-management
system is that without broader community support,
including the development of strong political constituencies,
it may be very difficult to get the government to
go ahead with the task of implementing agreements
that are reached cooperatively. Another is that in
this day and age, there are clearly more stakeholders
than just the fishermen, and without the involvement
of these others -- ranging from fish plant workers
to local businesses to environmentalists to fish farmers
to recreational boaters -- the fishing industry will
be increasingly marginalized.
More
specifically, if it is industry-based, or corporate,
who from the industry should be involved or represented?
Vessel-owners? Crew? Dockside workers? Processors
and marketers? Fish plant workers? If it is community-based
co-management: Where to draw the line around those
with legitimate interests in the resource management
issue? Should one draw a line?
Throughout
the world, the question of broadening representation
and involvement to include NGOs -- environmentalist
and animal right groups (yes, green-peace), socio-economic
development groups (OXFAM), sportsfishers associations
and general citizens' is rising.
Most
generally, the question becomes: How to balance the
need to reflect special interest and dependence of
some groups (i.e., harvesters, residents in local
communities) against need to bring all stakeholders
into the process.
B.
Boundary Issues
Boundary
drawing, both social and geographic, can be important
for instilling a sense of 'ownership' and responsibility
in people, enhancing local stewardship. Should there
be different boundaries for different purposes? Are
existing management areas the right ones for community-based
co-management? What changes would be appropriate?
How to recognize historic uses by outsiders? How to
protect the need for mobility and flexibility?
C.
Scale and Scope Issues
Tradeoff
no. 1: Geographic scale. "Small is (sometimes)
beautiful:" small enough for easy monitoring
by community members, but large enough to enable comprehensive
management of interacting fish populations, migratory
stocks, etc.
Tradeoff
no. 2: Social scale: Cooperation and consensus-building
easier to do with fewer people who already know each
other, but important to have full representation and,
for some purposes, to cover a large geographical area.
Tradeoff
no. 3: Scope: Single-issue or multiple-issue. "Systems
work better when they have multiple reasons to work,"
and there are advantages of issue-linkage for negotiation
(I'll give a little on this but then you have to give
a little on that) -- but they can get bogged down,
especially if you have to get agreement for everything
(like the Law Of the Sea negotiations). There are
also advantages to simpler, focused management bodies;
lower transaction costs, including costs of becoming
knowledgeable; and clearer goals.
The
principle of changing some things so others can remain
the same -- need to determine and agree on what is
really important. What works best at what level.
Critical
importance of deciding questions like this within
co-management, not by government. That would defeat
whole purpose. Government can help, i.e., provide
computer models for different proposed scenarios and
suggest options not considered.
D.
Federal Model: Local All-Stakeholder Co-Management
Boards //
Coordinating Region-Wide Management Boards (Pinkerton
1994)
Bring them all into the process, including disruptive
parties, if they are indeed local stakeholders with
legitimate concerns for the fisheries and fishery-dependent
communities.
Recognize
that it will work the best if everyone has more to
gain by working together, so may have to make accommodations.
Government
must respect the integrity of the process, vs. those
who would try to go around or abort it.
Parties
have to commit themselves to addressing basic problems,
i.e. resource sustainability, rather than just their
immediate self-interest.
Coordinating
higher-level boards: to deal with 'externalities'
of local decisions; shared and migratory resources;
major policy issues; possibly sticky questions like
appeals; data and science.
E.
Resources for Management -- Cost Control and Sharing.
Resources
for management and its transaction costs a major question
(Pinkerton 1994). Probably need initial assistance
from foundation or government (or both), especially
to hire coordinator, other startup costs. Self-reliance
is one thing, being able to get going is another.
Develop
cost-sharing. Allow for 'in-kind' cost-sharing on
the part of community groups, not only to help them
pay their share but also to provide rewards for otherwise
voluntary action.
Volunteer
force can be critical. Information gathering; observation,
harvest and habitat monitoring (e.g. Water Watch movement).
Raising community awareness and support; helping create
political constituency for adequate public funding.
[Can also be an important way to get youth involved.]
If
some kind of 'user fee' approach is used, it may be
important to find ways to return some of funds to
co-management groups ('dedicated funds').
F.
Political Control (Pinkerton 1994: 12-13)
Local
autonomy, to some degree
'Doing it our way' and development of support, enthusiasm,
volunteer energy, and sense of stewardship. Use and
development of existing social and political capital:
local knowledge, experience, expertise, credibility.
Checks
and balances from region-wide institutions and senior
govt. institutions, including government agencies
and the courts. But somehow local boards need confidence
that their work will not be disrupted by outside forces
(conflicting or contested jurisdictions) or dismissed
as irrelevant or trivial (i.e. ministerial whim).
Clear
legal definition of local powers
Co-management depends first and foremost on an agreement
on all sides that the co-managing groups will be more-or-less
free to 'do it our way,' within guidelines and with
agreed upon safeguards. This may require legislation
or court rulings.
CONCLUSION:
QUESTIONS TO BE ADDRESSED
A.
Who Has Authority, Power, Knowledge, and Responsibility,
and For What?
B.
What Is the Process of Agreeing on, Getting Approval
of, Implementing,
Enforcing Evaluating Rules and Regulations of the
Fishery?
Changes
in perspective:
The
perils of ignoring observations, knowledge, experience
of fishing industry -- on the one hand (the NFLD case)
The
perils of ignoring fact of industry influence on science-based
assessment and TACs -- on the other hand (New Zealand,
NFLD case, offshore)
Ecosystem-based
management: Concern that the science itself is not
adequate to the task.
Co-management? For what? Shared responsibilities for
data collection. Analysis? Cooperation and communication
between fisheries and scientists (CANSEA). How far
can and should this go?
C.
Allocation: Who Gets How Much of What, on What Basis?
(1)
Often difficult political and social issues. Historically,
most fisheries management was really this kind of
management, deriving from gear conflicts, territorial
conflicts. Governments would like to devolve this
to industry groups, co-management structures, etc.
(2)
Hard to talk about allocation separate from 'conservation'
because so many decisions concerning gears, areas,
etc. are in effect, and often by intent, allocation
questions as well.
Challenges
to co-management, community-based management: Dealing
with potentially very divisive allocation questions.
How can this be done? Need for government agency involvement
in making hard decisions (as in appeal process for
mobile gear ITQs)? Or can co-managing or community-based
groups find ways to do it.
Consensus-building
negotiation.
D.
How is Data Collected, Analyzed, and Brought Into
the Management Process?
E.
Important to Discuss Not Only Data Collection (Which
Can Be an Aspect of Monitoring) But Also the Analysis
of Data, the Design of Research -- Science, Proper
This
is also not really separable from regulation, because
good, appropriate regulation should derive from data
analyses (problem definition) and be subject to evaluation
based on data. I have elsewhere touched upon the crisis
of legitimacy affecting so-called 'scientific' management
and growing, if begrudged, recognition of the possibility
that fishers have knowledge and wisdom that can contribute
to the science of fisheries management.
Definition
of data an issue; 'anecdotal data' problem; data and
information. This too is not simple.
Data
collection: Landings data are crucial; can their accuracy
and thoroughness be improved? Will shared responsibility
help? Roles of other members of coastal communities?
Can
fishermen (and processors) do more? Can scientists
find ways to utilize their willingness to try, e.g.,
for stratified random sampling, or water salinity,
temperature sampling? Can experiments on this be expanded
and institutionalized through co-management?
Research
and data analysis: Should this be monopolized by government
scientists? Can 'contestable fisheries research' be
developed? Involvement of academic and independent
scientists (the old peer review issue and more). Can
there be more collaboration in the analysis and interpretation
of data and in the design of research?
At
what cost? Self-management by the fishing industry,
or even a strong version of co-management, can lead
to conflicts of interest in balancing short-term goals
to make money against longer-term, more diffuse ecological
goals. Participation in data collection and analysis
can worsen this, as we know. Can a more community-based
co-management system help correct that tendency? How?
F.
Monitoring, Control and Enforcement
To
what extent does the fact that the state has a monopoly
on the use of violence, or the threat of violence,
make it the major enforcer? As any enforcement officer
will emphasize, no, it does not.
Peer
pressure, local, informal sanctions and threats, and
the willingness of people to watch each other and
act on what they see are critical to compliance as
is the extent to which people see that the regulations
are sensible and beneficial, and/or believe that they
should keep commitments. Hence the argument for more
co-management in terms of shared or industry-based
(or community-based) monitoring, control, and maybe
even enforcement.
This
was the original 'dfo' notion of co-management. However,
if all co-management means is that people will watch
and report on each other -- vs. also having a strong
say in what the rules are, the sanctions should be,
and what the status of the resource is as well as
the needs of the community -- then it amounts to next
to nothing or worse.
It
may be helpful to distinguish between monitoring and
enforcement. It is one thing to watch and record and
another to collect evidence, accuse, try and convict.
Industry and communities may be willing and able to
do one and not the other.
G.
Habitat Protection and Enhancement
Focus
on habitat issues may help, at least in the early
stages, to get a 'multi-party' system of cooperative
management going because this can be less contentious
than allocation issues (Pinkerton 1994).
However,
this is more so for cases where the habitat problems
are mostly caused by 'outside' activities -- like
oil companies in Alaska, timber, mining, and ranching
activities in British Colombia, cities and industries
in most of the world. Where the habitat problems are
also attributed to fishing activities, as in this
region's debate about draggers, then it too may be
divisive. Capture fisheries and aquaculture interests
can also be divided on habitat questions (even though
they may have much more in common than they realize).
Fisheries-based
systems of management may be inadequate to the task,
as shown throughout the world -- including Japan --
where both government fisheries agencies and local
communities of fishermen find themselves with no authority
or power to deal with problems of pollution, dredging,
and other assaults on marine habitats.
This
is a good reason to broaden the focus and re-orient
it toward coastal zone, watershed, marine ecosystem
management, and perhaps to include as stakeholders
representatives of activities that are or can be destructive
to fisheries habitat.
H.
Policy Development and Planning
A
typical situation is one where major policy goals
are the responsibility of the central government (representing
national or regional interests). This provides the
framework for more precise and variable policy formulation
on the part of particular areas, fisheries, etc. In
the cases provided, it is true for every one.
However,
at times of crisis, the policy question is up for
grabs, and questions of authority, power, legitimacy,
and representation arise when assessing which group
or interests will be able to see their ideas, values,
and visions become official policy.
Locally-based
co-management groups can contribute to the process
of policy-development (and critical appraisal and
change -- 'evaluation and adjustment'). They can be
forums for debate and development of consensus, or
strong and well-articulated differences of opinion,
about policy.
The
involvement of smaller, local groups in policy deliberation
may be one of the only ways to make sure that all
voices are heard. More informal, consensual meetings
may be needed.
Moreover,
the constituencies formed through the involvement
of more people in the management process can have
a very real effect on the politics of policy-making.
It's one thing to come up with policy recommendations;
it's another to get legislation changed and agencies
to implement policy.
I
wish to emphasize again the importance of making decisions
about what co-management is, the distribution of powers
and responsibilities. We must ask this question: Just
how far are those in power now willing to go?
The
social landscape of our world is increasingly one
where local people concerned about natural resources,
and the habitats and larger ecosystems upon which
they depend, are more or less successfully working
together and forming alliances with private property
owners as well as scientists, bureaucrats, and representatives
of NGOs. The 'commoners' of the past are the 'stakeholders'
of the present and future.
Endnotes
1.
See sfaa97.new == ecosystem management
2.
Our first argument is that 'community'. in the sense
of people as social and cultural beings affiliated
with each other through kinship, ethnicity, neighborhoods,
work, and other ties -- is neglected in the Tragedy
of the Commons model. This observation is not original
nor is it earth-shaking. After all, modeling involves
simplification and abstraction. But it is important:
By simplifying out the multiple goals, roles, sources
of identity and affiliation, and world views within
which the so-called -- rational. decision-making of
economic actors is embedded, we have also lost all
but peripheral vision of the role of social factors
and community in how people relate to and deal with
their commons.
There are deeper intellectual points to make as well.
One is at the core of social theory: A difference
between methodological individualists and public choice
theorists who tend to see community as the aggregate
outcome of the choices and behaviors of individuals,
on the one hand, and the social theorists who emphasize
the irreducibility of social experience on the other.
From the latter perspective, communities of resource
users are not simply composites of individuals. "They
often result from deliberate collective action or
gain a sense of identity and shared purpose through
patterned interactions over time" (McCay and
Jentoft 1998: 22). This perspective "... underscores
the social and moral aspects of user behavior. Users
form communities. Natural resource extraction is guided
by social values and norms, many of them -- non-contractual.
(Durkheim 1964), some of which stress moderation and
prudence" (ibid.), despite temptations to free-ride.
Another intellectual point concerns what is involved
in social explanation and the dangers of over-reliance
on theories and models (McCay and Vayda 1995; Vayda...)
as the source of explanation. The Tragedy of the Commons
model may or may not be helpful in explaining particular
instances of resource decline and destruction. What
does a theory of open access, free riders, and social
dilemmas have to offer to attempts to account for
rapid destruction of tropical rain forests? Perhaps
a lot, perhaps little, compared with a more detailed
appreciation of who the actors are, why they have
the access they do, how they are organized, and what
the incentives are for their activities? (Rudel, etc.).
This question also takes us back to the first, the
division between public choice theorists and those
who see rational decision-makers as embedded in and
constitutive of larger social realities. It does so
by begging the question, in a way: The question becomes,
what has happened here? who was involved? why? Vayda's
method of progressive contextualization may lead us
quite a distance away from the Tragedy of the (Open
Access) Commons model's claim to explaining environmental
calamities. It may not; it depends on the specifics.
Jumping to conclusions, i.e., that open access or
even common property may be the problem, is not really
a good idea.
3.
Based heavily on Pinkerton (1994)
References
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Updated: June 28, 2002
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