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James C. Murombedzi, Asset building and community
development
Ford Foundation, South Africa
INTRODUCTION
There
continues to be much debate about what constitutes
Community-Based Natural Resources Management (CBNRM),
as well as to why this model of resource management
is becoming important for resource management and
development. Broadly speaking, CBNRM is taken to refer
to the devolution of control and management authority
over communally held resources. Devolution itself
is desirable because of a variety of management and
political imperatives that make it difficult to manage
these resources at any other level. In addition, devolution
is said to result in improved resource management,
conservation and development for local communities.
In order to understand why devolution becomes desirable
in the first place, it is essential that we take a
long-term historical view of the evolution of resource
management policies and practices on the continent.
To achieve this, I will begin by stating the obvious.
The history of the management of natural resources
in sub-Saharan Africa can generally be placed into
3 distinct phases: The pre-colonial, the colonial
and the post colonial phases. Each of these distinct
phases is characterized by specific tenure relations,
i.e. specific political relations regarding the relationship
between various categories of land, people and natural
resources. With reference to the dominant natural
resource management paradigms, Murphree (1996) identifies
four phases in the evolution of NRM in Africa:
- Conservation
against the people;
- Conservation
for the people;
- Conservation
with the people; and,
- Conservation
by the people.
The
first three are, in fact, historical phases, while
the last, conservation by the people, is viewed as
the broadly desirable objective of current policy
initiatives in sub-Saharan Africa.
In
order to understand the evolution of different approaches
to natural resources management, the current status
of natural resources management on the continent,
as well as to assess the extent to which the goal
of conservation by the people will be attainable,
it is important to revisit these historical phases
in the trajectory of natural resources management
in Africa. This paper will discuss community-based
natural resources management in Africa today in terms
of the processes that have occurred, leading to this
type of management. Focus will be on the evolution
of the different natural resources management strategies
starting with the colonial expropriation of land and
natural resources.
HISTORICAL
OVERVIEW
In
the pre-colonial phase, except for a few specially
protected resources, most of Africa's natural resources
were managed under a wide and creative range of state,
private, common property and communal tenure arrangements
for the benefit of the resource owners or those with
rights of access or use of the resources in question.
These tenure arrangements suited low population densities
and ranged from pastoral to sedentary agricultural
communities, and allowed for migration, translocation
and other responses whenever natural resources became
degraded.
A
feature of European colonialism in Africa from the
end of the 18th century on was the appropriation of
land and natural resources by the colonial state.
Colonial natural resource management policies were,
and post-colonial policies to a greater or lesser
extent continue to be, reflections of the European
ideologies of the colonial masters who saw Africa
as the bounteous and pristine cradle of humanity (Matowanyika
1989). The policies did not in any way attempt to
accommodate or reflect the tried and tested resource
management strategies and practices of the continent,
and traditional environmental knowledge was systematically
devalued by the implementation of these policies (Lusigi
1978; Marks 1984). The implementation of colonial
resource management policies was expropriatory, arbitrary
and treated the local African populations as either
non-factors or as destructive factors to the environment
(Matowanyika 1989; Murombedzi 1994).
The
expropriation of land and natural resources by the
colonial state was effected through centralizing policies
and legislation which facilitated the assumption of
state control over resources. In the British colonies,
this was achieved largely through the operation of
the 'King's Game' concept in legislation, while
in the French colonies, natural resources came to
be managed in a context defined and regulated in terms
of the French Forest Code.
The
imposition of colonial state control over resources
took the form of land expropriation from the rural
populations, as well as the establishment of protected
areas and promulgation of other legislation which
effectively removed the jurisdiction of local populations
over those natural resources of the land that actually
remained with them. This, according to Murphree (1996),
was conservation against the people. Four results
of this phase of imposition of state control over
natural resources are important here.
Firstly,
state assumption of control over resources did not
improve resource management, but rather led to a weakening
of local institutional arrangements for resource management,
which in turn led to a demise of the local resource
use regulatory mechanisms (Murombedzi 1990; Murphree
1988). The assumption of state control over natural
resources meant that colonial governments had to develop
the capacity to replace pre-existing natural resource
management institutions. However, because of its limited
capacity (both in terms of personnel and finance),
the colonial state was not able to effectively police
local resource utilization (Hill 1992; Nduku 1987).
The focus of state control over natural resources
was the regulation of individual resource users, whereas
indigenous regulatory mechanisms had focused on the
regulation of groups of users. As Lawry (1989: 5)
observes:
It
should be borne in mind that the state's principal
objective in centralizing control was to assert
its political authority over local interests,
not to impose a new resource management regime.
States have concentrated their regulatory efforts
on individual users, not on local user groups.
Secondly,
state control systematically devalued local environmental
knowledge and thus effectively forestalled the future
emergence of viable local solutions to resource management
problems (Drinkwater 1991; Lawry 1989; Murombedzi
1989, 1990). State resource management agencies were
created on the basis of new colonial legislation with
no regard to pre-colonial jurisprudence. As such,
institutions and organizations that had developed
to manage the complex systems of rights and obligations
to land and natural resources were completely disregarded
in the new legislation, and no attempt was made to
understand them. The indigenous institutions that
had existed to manage natural resources became irrelevant
to the new policy and legal dispensation. Because
they were no longer being used, they went into a long
process of atrophy. This absence or near absence of
natural resource management institutions in most communities
constitutes one of the biggest challenges facing community-based
natural resources management initiatives in Africa
today.
Thirdly,
at the same time that colonial state assumption of
control over natural resources was devastating indigenous
natural resource management systems, the colonial
state was incapable of developing sufficient capacity
to manage natural resources at all levels, even within
the newly established protected areas. This, combined
with the disempowerment and breakdown of pre-colonial
resource management institutions, led to widespread
unsustainable resource use. Communities and individuals
ceased to have any incentives to manage resources
sustainably, while institutions that may have acted
to enforce sustainability were increasingly disregarded.
As Runge (1985) observes, the usurpation of local
decision-making capacity by governments in Africa
has been incomplete because of the state's own limited
capacity to replace existing institutions with new
institutions for resource management at the local
level. This resulted in an 'assurance' problem, a
situation in which "producers lack confidence in the
capacity of either the state or local institutions
to regulate resource use, creating considerable ambiguities
over who has access to range, water and forests" (Little
and Brokensha 1987: 194)
Finally,
colonial state legislation also effectively created
new tenure systems that acted to further alienate
natural resources from their real managers -- those
individuals and communities that lived on the land
and interacted daily with these resources as an integral
part of their livelihood strategies. In particular,
land was expropriated from local communities, and
natural resources were also managed under separate
tenure regimes. The imposition of European conservation
laws on Africa was done without any knowledge or regard
for either the prevailing conservation practices or
the system of land tenure to which they were being
applied. The imposition of new and discriminatory
systems of tenure, together with frequent forced relocations
and imposed land use systems, led to great insecurity
of tenure among most indigenous African populations
(Cheater 1990; Ranger 1985, 1988). Top-down authoritarian
resource control, in destroying local institutional
arrangements for resource management, also annihilated
the resource management regimes under which resources
had hitherto been jointly managed by communities.
"The effect was that in most communal lands the mechanisms
for collective conformity were curtailed and elements
of an 'open access' perspective developed, with individual
entrepreneurship invading the commons as a collective
sense of proprietorship was lost" (Murphree and Cumming
1991: 4).
Thus
at the end of the colonial era in sub-Saharan Africa
natural resource management was already in a state
of crisis, characterized by the decreasing ability
of the state to regulate resource use, and the decay
of local institutions that had previously developed
to manage natural resources. At the same time, the
impoverishment of most African societies throughout
the long colonial period was actually increasing the
dependence of most people on natural resources for
their livelihoods. This increase in the use of natural
resources was occurring in an environment were there
was no substantive regulatory capacity at any level
from the highest central government level to the lowest
local level. As a consequence, resource use was occurring
with little or no management. Moreover, colonial expropriatory
legislation had resulted in the legal alienation of
local communities from the resources on which their
livelihoods depended, and this in turn led to intense
local hostility to conservation. At the same time,
the state, local government, local communities, and
private sector companies (such as logging and fishing
companies) were competing to use diminishing resources.
The result, obviously, was unsustainable resource
use as evidenced by the accelerated rate at which
most natural resources were degrading during this
era.
Colonial
natural resource management policies and practices
continued virtually unchanged into the immediate post
colonial era in sub-Saharan Africa (Drinkwater 1991;
Mumbengegwi 1986). In most instances, conservation
and natural resource management was hardly seen as
a priority, given the pressing needs of instituting
the post colonial state, while in some cases, the
post-independence state actually strengthened colonial
legislation. The King's game concept continued to
define natural resource management in former British
colonies, while the French Forest code was inherited
almost unchanged by the post-colonial state in former
French Colonies.
For
most rural populations who had no legal access to
natural resources, these resources actually became
a liability, legally belonging to the state or some
other powerful actor. Referring to wildlife, Murphree
observes that "wildlife could no longer be regarded
as a resource but only as a liability -- someone
else's property to either be tolerated with resignation,
stolen (cropped, poached) or destroyed, covertly if
possible" (1988: 2).
In
the immediate-post colonial phase, natural resource
utilization became an immediate source of revenue
for the impoverished states of sub-Saharan Africa.
Governments embarked on various programs of natural
resource exploitation in order to earn revenue for
the national fiscus. Timber logging contracts, fishing
contracts, hunting concessions and so on were issued
by the state with scant regard to the long-term implications
for the resource base itself. In this regard, conservation
continued to be perceived as an end in itself, and
was the primary responsibility of the state. The guiding
philosophy behind natural resource management continued
to be European oriented, and was accepted virtually
unquestioned.
However,
state control over natural resources during this era
went through several changes, each corresponding to
the dominant development paradigm of that particular
epoch. The post colonial phase in Africa saw a dramatic
decline in economic growth in most sub-Saharan Africa.
This was attributed to different causes, and different
policy solutions were attempted at different times
and in different places. The policy prescriptions
for Africa's development crisis had a tremendous effect
on the nature of the African state itself, and this
in turn had important implications for the management
of natural resources on the continent. I will now
provide a grossly simplified description of the various
stages of development and the implications of these
for natural resources management processes in Africa.
STAGES
OF DEVELOPMENT
Firstly,
in the 1950s, development in Africa was viewed as
a modernization problem. African economies were seen
as backward, and economic growth was the desirable
objective of development. Growth could only be achieved
through rapid industrialization. In this paradigm,
a linear view of development was taken which was essentially
concerned with a 'take-off into sustained economic
growth' through the industrialization of the African
economies. This was to be achieved largely through
centralized state planning. State planning, in turn,
emphasized an increasing role for the state in the
economy, and this phase saw the proliferation of parastatal
organizations operating in all key sectors of the
economy, including natural resource management. Thus
governments were not only regulating natural resource
use, but also became important users of natural resources
themselves. Centralization also necessitated a huge
growth in government bureaucracies.
This
phase had important implications for natural resource
management. The focus on national planning and state
participation in the economy directly led to a strengthening
of the already centralized and bureaucratic state.
This meant that the state became less responsive to
local imperatives in resource management. In addition,
powerful central agencies were established to manage,
and sometimes participate, in the utilization of natural
resources. Governments became important players in
timber, fisheries, agriculture and other natural resource
based enterprises. Centralization led to further disregard
of local resource use needs and management capacities,
and contributed to the further destruction of local
natural resource management institutions. Moreover,
the economic growth model of development alienated
local development concerns and objectives, with the
government solely determining what development was
and how it was going to be achieved.
The
1970s saw the demise of the modernization approach
to development, and its replacement by the focus on
agricultural and rural development. During this phase,
the utilization of available natural resources continued
to be emphasized. The focus of development shifted
from urban based industrialization to rural based
agricultural development. Rural development came to
be seen as the engine for development in African economies.
Integrated rural development programs were initiated
in most African countries, and large-scale international
loans were made available for capital development
in these programs. Little effort was made to understand
the dynamics of the rural African populations.
As
with the modernization era, the centralized African
state continued to be empowered, this time, though,
through the provision of large-scale loans. Direct
government intervention in agricultural development
further strengthened the role of the state in rural
development, while the Integrated Rural Development
Projects also further strengthened centralized planning.
The continued tendency towards centralism implied
the continued alienation of local communities from
natural resources management. Centralization did not,
however, result in increased state capacity to regulate
resource use by local communities. In most instances,
resource use continued. Poachers and other illegal
resource users continued to be sheltered by the local
communities, and central agencies became increasingly
incapable of regulating resource use.
During
this phase, concern with the continuing environmental
decline by both the African states and international
organizations saw the promulgation of new legislation
that allowed conservation agencies to, in addition
to traditional policing and enforcement efforts, engage
in the provision of extension services and environmental
education to the people. This legislation was not,
however, based on any efforts to include local people
in the management of natural resources, neither was
indigenous environmental knowledge taken into account
in developing the new laws. Thus, philosophically
at least, the new legislation did not represent a
break with the European conservation approaches of
earlier colonial epochs, what differed was the approach
to the implementation of the legislation which now
moved away from policing and enforcement to accommodation.
Attempts were also made in some cases to elicit local
support for the state's conservation initiatives through
the provision of handouts by the state. School buildings
were constructed, water sources developed and protected,
roads were improved, for the local people, and so
on. While these 'developments' were widely advertised
as having been 'financed' through natural resources,
no attempt was made, however, to develop a link between
natural resource management costs and these 'benefits'.
In particular, no attempt was made to devolve rights
to natural resources to the local communities. For
Murphree (1996), this was conservation for the people.
Conservation
for the people did not, however, significantly improve
natural resources management. The state's reach exceeded
its grasp (Murphree 1996) and governments did not
develop the additional capacities required to implement
these new programs, and the absence of a rights
based context for community participation in natural
resource management meant that local communities themselves
did not develop the capacities necessary to fill in
the vacuum left by the governments. lack of capacity.
In the conservation for the people phase, many African
states try to entice local peoples. participation
in conservation by passing on some revenues deriving
from some forms of high value resource use, such as
hunting receipts, park entry fees, and other tourism
receipts, etc. These forms of benefit production for
local communities are not, however, necessarily based
on the devolution of rights to the resources in question
to those communities that claim ownership of such
resources. In fact, it has been observed that such
benefactions exacerbate the landowners belief that
they do, as an aspect of common sense and natural
justice, have a prior right to both use and benefit
from the natural resources on their land. Further,
such benefit is inseparable from powers of decision
regarding general use that go with ownership.
Thus, unless local land owners have these powers of
decision, natural resources will automatically always
be inferior to other forms of resource use over which
the land owners exert significant levels of control
(Parker, undated).
By
the late 1970s, the African state was crumbling under
the heavy debt burden accrued from the earlier modernization
and rural development phases. This directly led to
the implementation of economic structural adjustment
policies, ostensibly designed to assist these economies
to recover from the devastation of the debt burden.
Governments were saddled with crippling budget deficits,
huge and malfunctioning bureaucracies, and stagnating
economies. This phase was characterized by weak states
and even weaker societies in Africa. Impoverished
governments could nor longer sustained the bloated
bureaucracies of preceding epochs. Structural adjustment
required that governments downsize, and devolve and
democratize participation in the economy. State bureaucracies
began to be downsized, and popular participation in
development planning and practice came into vogue,
both as a concept and as a tool for development. The
market was emphasized as the single most important
regulatory mechanism.
During
this phase of participatory development, community
participation in natural resource management rose
to prominence as the pre-eminent natural resource
management paradigm. This development of community-based
natural resource management was not only in response
to the demise of the post-independence African state,
but also to the corresponding rise in the prominence
of the market as the primary regulatory mechanism
in natural resource management. It is particularly
instructive to note that in the field of natural resources
management, the devolution of management control from
the state first occurred to private land owners before
it was extended to land-holders in other tenure regimes.
Murphree
(1996) refers to this stage as 'conservation with
the people'. This phase is characterized by the search
for new strategies and approaches "seeking to co-opt
the managerial capacities of [the] uncaptured peasantry
[through] 'community participation'". This was
achieved through fundamental policy and legislative
reforms that were occurring throughout Africa at this
time, and largely influenced by the rise to prominence
of participatory approaches to development planning
and practice. The fundamental institutional reforms
that made conservation with the people possible have
included the devolution of government, tenure reforms,
market reforms, and the production of some form of
benefit for individuals and communities engaging in
natural resources management.
As
programs of community participation in natural resource
management evolve in Africa, attempts are continuously
being made to characterize, categorized and otherwise
define the commonalties between these programs. This
is not an easy task, and may also not be a fruitful
task. However, Murphree (1993), analyzing the experiences
of wildlife management programs in Southern Africa,
generalizes 5 principles which characterize optimal
communal wildlife management:
- Effective
management of natural resources is best achieved
by giving the resource focused value;
- Differential
inputs must result in differential benefits;
- There
must be a positive correlation between the quality
of management and the magnitude of derived benefits;
- The
unit of proprietorship should be the same as the
unit of production, management and benefit; and,
- The
unit of proprietorship should be as small as practicable,
within, ecological and socio-political constraints.
KEY
ISSUES IN CBNRM IN AFRICA
The
current experiences with the implementation of CBNRM
initiatives in sub-Saharan Africa raises a range of
issues that should be closely analyzed in order to
inform further developments. A recent study of CWM
in Southern Africa summarizes these key issues (see
Table 1).
Tenure
Reforms and Natural Resource Management
In
the post-independence period, virtually every Sub-Saharan
African country attempted to reform its indigenous
land tenure systems, basing these reforms on the assumption
that indigenous tenure systems were outmoded and needed
to be replaced. As Bruce (1998) observes, land tenure
reform redistributes rights in land, not land. Since
land tenure is constituted by a bundle or bundles
of rights, tenure reform consists of removing some
of those rights from the bundle and awarding them
to others, adjusting the relative powers and responsibilities
among the state, communities and individuals. Depending
on the ideology of the government and its long term
development vision, three scenarios of this 'replacement'
type of tenure reform emerged (Bruce 1998):
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Table
1. Key Issues in CWM In Southern Africa
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Groups
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Topics
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Issues
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1
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Local
Capacity
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3 --
Participation
6 --
Nature of Resource Base (Demand / Resource
Ratios)
7
-- Degree of Communal Cohesion
8 --
Local Governance
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2
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Economic
Factors
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6
-- Nature of Resource Base (Demand / Resource
Ratios)
10 --
Markets and Economic Incentives
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3
|
Management
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8 --
Local Governance
12 --
Adaptive Management (Monitoring / Feedback)
14 --
Planning and Planning Process
15 --
Vertical and Horizontal Integration
17 --
Learning and Diffusion
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4
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Politics
and Policy
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1 --
Tenure (rights of access, Degrees of rights)
4--
Framework (Policy, Legislation, Institutions)
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5
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Resource
Base
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6 --
Nature of Resource Base (Demand / Resource
Ratios)
9 --
Competing land uses
13 --
Conservation / biodiversity impacts
12 --
Adaptive Management (Monitoring / Feedback)
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6
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Outsiders
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5 --
External Inputs (Funding, Technical support,
Training)
14 --
Planning and planning process
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7
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Cross-Cutting
Issues
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2 --
Cost Benefit
3 --
Participation
11 --
Incentives
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8
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Stand-Alone
Issues
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16 --
Community conservation and protected areas
18 --
Objectives
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Source:
SASUSG/IIED (1997: 14)
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- State ownership of land and collectivization of
production (e.g. Tanzania, Mozambique, Ethiopia,
Angola);
- State ownership of land with household based land
use rights under permits or leases from the state
(e.g. Zambia, Nigeria, Sudan, Uganda and the resettlement
sector in Zimbabwe); and,
- Private individual ownership, eliminating the
community interest in land (e.g. Kenya, Malawi,
Uganda and Guinea).
Replacement reforms have produced
disappointing results, and collectivization has been
abandoned in most places. The failures of replacement
reforms has focused attention on the alternative 'adaptation
reform' model (Bruce 1998). These models attempt to
build on indigenous tenure systems, recognizing their
capacities to evolve to meet new needs. Thus, for
instance land tenure commissions in Zimbabwe and Tanzania
specifically recommended a return of most control
over land to the local authorities. The 'adaptation
reforms' seek to create a supportive legal and institutional
environment for the evolution of indigenous tenure
systems. This usually includes explicit recognition
of indigenous tenure rules, legal protection for land
held under indigenous tenure, strengthening of local
institutions and provision for conflict resolution
mechanisms. According to Bruce (1998), an important
lesson from these tenure reform initiatives is that
it is difficult to create new institutions ex nihilo.
Rather, institutional innovation should has to also
continue to rely on the lower levels of the traditional
hierarchy.
Recent land tenure reforms in most
of sub-Saharan Africa have increasingly been informed
by the adaptation paradigm. In this regard, legislative
changes have been promulgated that allow for different
levels of community participation in the management
of specific resources. Laws have also been promulgated
which devolve specific rights to resources and to
resource use to some communities or local authorities.
Most of these legislative changes have been amendments
to existing natural resource management laws, rather
than wholesale legislative reforms, and they have
also tended to focus on specific rights to specific
resources, depending on the political economic contexts
in which these changes have been occurring.
In general, however, legislative
reforms in sub-Saharan Africa have stopped short of
devolving clear and unambiguous rights over resource
use to communities. Although this has been possible
with private land-owners where such tenure regimes
exist, African governments have continued to mistrust
communities with natural resources, and legislative
reforms have thus also tended to limit the extent
to which communities themselves actually control and
manage their resources. There remains, therefore,
a fundamental need for communities to actually control
and manage their resources.
Several conditions have to be met
for effective implementation of tenure reform. These
include (Cousins 1998):
- Appropriate policies and legislation --
Appropriate policies and legislation must include
recognition and empowerment for traditional authority,
recognition for indigenous environmental knowledge,
and guarantees of secure tenure for the local communities;
- Clear and unambiguous land and resource rights;
- Adequate information on land and resource rights
-- Programs of information dissemination to
allow people to use these new rights must be implemented
and on-going throughout the process of tenure reform;
- Institutional capacity must be developed
at all levels to advise and support rights holders
and facilitate their use of the law; and,
- Adequate dispute resolution mechanisms,
including access to courts of law, must be built
into the reform programs.
There is a differential focus on
resources in Africa. In southern Africa, community
natural resource management has focused mainly on
wildlife. West African initiatives are generally concerned
with the management of forest resources, while central
African concerns are with forest and water resources.
East Africa has developed various initiatives for
wildfire management and eco-tourism. Besides the differences
in the resources that are emphasized in the different
initiatives, natural resource management is also at
different stages of development in Africa, with most
initiatives distributed between the conservation for
the people and conservation with the people phases.
Local Institutional Development and The Question
of 'Traditional' Authority
A fundamental challenge for community-based
natural resources management in sub-Saharan African
remains the issue of developing appropriate institutional
mechanisms at the local level to facilitate local
control and management of natural resources. We have
seen how successive colonial and post-colonial governments
in Africa consciously attempted to destroy local level
resource management institutions. This long history
of attrition has meant that at the time when policies
and laws are being promulgated to facilitate community
based resource management, the communities themselves
have largely lost the ability to control and manage
natural resources.
This problem is recognized in most
attempts to institute community-based natural resource
management. Consequently, local institutional development
has come to constitute an integral part of most CBNRM
implementation efforts. Numerous models have developed
for institutional development in the different initiatives
in Africa. Typically, however, institutional development
has tended to take the form of creating new and formal
institutions, and to ignore the existing remnants
of traditional resource management institutions. As
a result of this, most evolving CBNRM programs are
premised on the design of local institutions, usually
committees and sub-committees, without much regard
to local decision-making processes and arrangements.
This has tended to alienate traditional authority,
and in turn to undermine the CBNRM initiatives. However,
the lack of recognition for authorities appointed
by governments has meant that traditional leaders
have retained their authority, particularly over land
and natural resources (Ahmed 1998).
"Traditional leadership draws much
of its legitimate authority from its embededness in
the social and cultural life of rural communities,
where discourses of 'tradition' and associated cultural
identity are still persuasive for many" (Cousins 1998:
97). However, current efforts at instituting CBNRM
also appear to have a 'modernizing' objective, whereby
traditional authorities are considered as backward,
undemocratic and generally too diffuse to be useful
for the implementation of the new initiatives. Consequently
they are rarely taken into account in institutional
design. There is a danger that, unless the design
of institutions begins to conform to local rights
and other systems, the new committees will be viewed
as simply another attempt to disempower traditional
authority, and thus will not be recognized at the
local level.
The Implementation Framework: How Do Rights Become
Real?
A third issue in CBNRM is that it
is not sufficient for the state to create an enabling
policy and legislative environment for communities
to manage their resources through the devolution and
protection of rights for communities. These rights
have to be somehow translated into concrete actions
in practices. As Hunt (1991: 247) observes,
"Rights take shape and are constituted by and through
struggle". Cousins (1998) further observes that
for legally defined rights to resources to translate
into effective command over those resources, the legislation
needs to be supplemented with the detailed design
programs to implement the new laws. Secondly, the
passing of new resource rights results in a complex
interplay of formal and informal institutions in the
context of the social reality of the affected communities.
He concludes that enacting legislation is not sufficient
to turn the legal rights into reality, "active agents
will have to press their claims and struggle to make
their rights realities" (1998: 97).
THE ROLE OF EXTERNAL ACTORS IN COMMUNITY
RESOURCE MANAGEMENT
In order to effectively control the
natural resources, communities obviously require the
assistance of other actors. In particular, appropriate
systems of effective power sharing between state and
community must evolve. For communities to become effective
partners in natural resource management, certain conditions
have to be fulfilled. A fundamental prerequisite is
that communities should have clear and unambiguous
rights to the resources in question. These rights
should inter alia specify what uses the communities,
or individuals within communities, can make of the
resources; how and when such uses are to occur; who
shall use the resources when; who shall monitor these
uses; what sanctions shall be applied for non-compliance;
who shall enforce such sanctions and how; how the
costs and benefits of resource use will be distributed;
and how future decisions about resources will be made.
Government participation in this
scenario is crucial, both in according these rights
systems legality, as well as in providing the policy
guidance and assistance with enforcement of locally
agreed rules and regulations.
The private sector can assist communities
with marketing skills, although it would be desirable
for communities to pay for such skills directly and
thus safeguard their interests from unscrupulous private
operators. This implies that operators should not
impose modes of resource use that are not in line
with the community's overall production and consumption
strategies. However, this condition can be modified
by research, with researchers working in conjunction
with communities to determine ecologically, economically
and politically appropriate and socially acceptable
modes of resource use.
Researchers can also assist communities
with the provision of relevant and vital resource
management information. Such information should obviously
be relevant to the management requirements of the
community, and should be produced jointly with the
community.
Stratification within the communities
themselves make collective decision-making a difficult
proposition. What is required, therefore, is an institutional
system capable of integrating the various strata within
the community, as well as with other interests from
outside the community. Integrative institutional forms
must also develop conflict resolution capacity.
THE QUESTION OF OBJECTIVES OF CBNRM
There is very little agreement between
communities and practitioners concerning the objectives
of CBNRM. Further, there is little agreement between
the various practitioners themselves, with objectives
being contested between biodiversity, community development
and other broader developmental concerns. The result
has often been the arbitrary definition of the objectives
and externally defined limitations on the nature,
type and quantity of benefits that communities can
derive from participating in CBNRM. In particular,
this has focused many CBNRM initiatives on the production
of easily quantifiable financial and economic benefits,
whose contribution to local livelihoods is still to
be demonstrated in most cases.
LEVELS OF DEVOLUTION
Although a lot has been said about
the need to devolve tenure over natural resources
to local communities, little has been said about the
actual process of devolution, and, in particular,
about the various levels that exist to claim and receive
this devolutionary authority. While the devolution
of rights to resources broadly defines CBNRM, there
are various levels to which rights, control and therefore
management capacities are devolved. Typically, communities
do not constitute legal entities in most jurisdictions.
Moreover, there is very little agreement over what
constitutes a community, both within and outside these
so-called communities. As a result, most laws and
regulations to devolve rights over natural resources
usually devolve to local government bodies, which
are seen as being closer to the communities, and therefore
more efficient in eliciting community participation,
than central government bodies. The result, however,
has in most cases been that local government authorities
rarely, if ever, devolve control over resources to
levels below themselves (Murphree's Law). Further,
communities are rarely in any position to demand devolution
of resource rights from local government authorities,
and in most CBNRM initiatives on devolution is delivered
rather than demanded. Communities in such situations
are thus supposed to be thankful to central, local
and other government officials for whatever rights
that are deemed essential for them, and are not expected
to question the decisions of higher authorities.
CAPACITY BUILDING
Capacity building tends to emphasize
the development of capacities at other levels than
the state, with the state's role limited to policy
making. It is essential to point out, however, that
the state also needs to be assisted with developing
the capacity to develop appropriate laws and policies,
as well as to continuously monitor the implementation
of such regulations. In many instances, the state
also is the only implementing agency for CBNRM programs,
and yet has limited capacity to do so.
BEYOND CONSERVATION WITH PEOPLE - TOWARDS
CONSERVATION BY THE PEOPLE
conservation by the people
There is a definite need to move
beyond the current stage, where people are involved
in conservation, to the stage where communities become
the primary managers of resources to which they have
strong and inalienable rights. As Murphree (1996)
observes, the conservation with the people phase
reflects a new recognition of
the environmental insights of Africa's cultures
and the determinative power of Africa's rural
people to shape the Continent's environmental
future. In certain contexts this strategy has
recorded successes... But is this enough? The
successes we record are isolated and contingent,
externally initiated and heavily subsidized by
the outside world. The broad African picture remains
one of struggle by rural peoples to find acceptable
livelihoods on a deteriorating resource base and
without the rights they need to unleash their
abilities to sustainably use the resources of
the micro-environments in which they live. To
change this situation, we need to proceed to a
further stage: conservation by the people.
However, to move beyond the conservation
with the people phase, several conditions have to
be met.
|
Table
2. Strengths and Weaknesses in Existing Knowledge
|
|
Subject
|
Excellent
|
Good
|
Fair
|
Poor
|
Comment
|
|
Tenure
|
x
|
|
|
|
Well
researched, principles established, monitoring
systems in place
|
|
Cost/Benefit
|
x
|
|
|
|
|
|
Policy
|
x
|
|
|
|
Well
studied - great variability in the region
|
|
Legislation
|
x
|
|
|
|
Derived
from policy, required components well identified,
considerable variability in the region
|
|
Institutions
|
|
xx
|
|
|
A
good understanding of institutions but situational
differences need considerable work
|
|
Resource
Base
|
|
x
|
|
|
Well
researched and understood but still a need
for biological diversity inventory
|
|
Resource
Management
|
|
x
|
|
|
Well
researched, but deeper understanding of management
at the ecosystem level required. Skills need
to e developed at community level.
|
|
Land
Use
|
|
x
|
|
|
Well
studied but a dynamic issue responding to
a large number of environmental, socio-economic
and political variables
|
|
Community
Development
|
|
x
|
|
|
Well
understood and developing fast in CWM. Still
suffers from reliance on classic approaches
|
|
Political
Economy
|
|
|
|
xx
|
Poorly
understood and accounted for in CWM. Highly
important in the stakeholder analysis - will
receive greater attention in South Africa.
|
|
Training
|
|
x
|
|
|
Several
good initiatives in the region - Namibia and
Zimbabwe well developed
|
|
Funding
|
|
xx
|
|
|
Lessons
are being learned by both donors and recipients
but same mistakes are often repeated
|
|
Technical
Support
|
|
x
|
|
|
Management
and level of technical support good. Application
of strategic inputs is still developing
|
|
Adaptive
Management
|
|
x
|
|
|
Well
understood - often difficult to apply. Ongoing
requirement in all systems
|
|
Planning
|
|
|
x
|
|
Variable
in region - appropriate planning mechanisms
need development
|
|
Markets
|
|
|
xx
|
|
Well
Studied but dynamic and poorly understood
especially at community level
|
|
Participation
|
|
x
|
|
|
Elements
are understood but application needs development.
|
|
International
Influences
|
|
|
xx
|
|
Influence
of international community and the effects
of treaties such as CITES and CBD need greater
attention
|
|
Note: x-
Indicates a Research Priority
|
|
Table
3. Development Approaches in Sub-Saharan Africa
|
|
Period
|
Dominant
Approaches
|
Attributes
|
Outcomes
|
|
1950s
|
Modernization
|
- Linear
view of development concerned with --
take-off into sustained growth.
- Industrialization
key to economic growth
- National
planning
- Parastatals
proliferated
|
- Centralized
bureaucratic state strengthened
- Powerful
central agencies
- Disregard
for . local. concerns
|
|
1970s
|
Agricultural
/ Rural Development
|
- Natural
resource endowments stressed
- Agricultural
development focus
- Large-scale
international loans for capital development
- Integrated
Rural Development Programs
|
- Centralized
state empowered through credit
- Direct
government action
- Centralized
development planning
|
|
1980s
|
Structural
Adjustment
|
- Heavy
national indebtedness from 1970s
- Weak
and impoverished governments
- Weaker
and poorer societies
- Unemployment
and poverty
- Market-driven
economies
|
- Stagnation
- Devolution
and democratization
- Participatory
development
- State
bureaucracies downsized
|
|
Table
4. Levels of Control Over Resource Use
|
|
Level
of Control
|
Attributes
|
Control
Processes
|
Outcome
|
|
State
control
|
Centralizing
policies / legislation
State
Resource Management Agencies
Centralized
decision-making
|
State
policing / enforcement
Budgetary
Provisions (usually inadequate) for Resource
Management
|
High-intensity
state-local conflict
Unregulated
/ illegal resource use (poaching)
State
and stratified citizen benefits
Pressures
for devolution
|
|
State
control with community 'involvement'
|
State
Resource Management Agencies
Some
devolution of resource rights to State Defined
"Local Level" - (usually Local Government)
Limited
land-owner participation in decision-making
Limited
rights devolved to land owners
Disaggregation
of land and resource tenure
|
Joint
state/local policing / enforcement
Local
and state budgetary provisions (usually inadequate)
State
definition of land use
|
Low-intensity
state-local conflict
Reduced
unregulated / illegal resource use
State-local
benefit sharing
Impetus
for more devolution
|
|
Land
owner control
|
Most
robust in private/lease hold tenure systems
Comprehensive
and land-owner rights
Locally
determined and competitive resource use
Local
land-owner resource management capacity
Aggregation
of land and resource tenure
|
Self
policing
State
and other assistance with enforcement
Production
of locally relevant benefit
Local
land-owner definition of land use
|
Intra-community
conflict
Local
institutional development to regulate conflict
Direct
local resource management
Adaptive
resource management
Local
innovation
|
Last
Updated: June 28, 2002
|